Listed on TPG Inc.’s own careers site. You apply with them directly — we never stand between you and the employer.
What this role is
This role involves managing compliance and conflict-of-interest controls across a global investment firm, overseeing restricted lists, information barriers, and escalations to keep the firm aligned with regulatory requirements. It suits someone with financial compliance experience who is detail-oriented and comfortable navigating complex regulatory frameworks across multiple business units.
Our summary, not TPG Inc.’s wording. The full posting is on their site.
Skills this role names
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What they ask for
Required
- Bachelor's degree
- 1+ years of compliance experience in financial industry
- Strong organizational skills and attention to detail
- Excellent written and oral communication
- Experience in fast-paced environments with strict deadlines
- Proficiency in Microsoft Excel and PowerPoint
- Complete FINRA SIE within 9 months of hire
Nice to have
- Knowledge of Investment Management and Private Funds industry
- Familiarity with Investment Advisers Act of 1940
- Knowledge of SEC/FINRA regulations