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State Street Corporation

Global Head of Market Surveillance Compliance, Managing Director

State Street Corporation

full time · Management

$170,000 – $267,500

Listed on State Street Corporation’s own careers site. You apply with them directly — we never stand between you and the employer.

What this role is

A senior leadership role overseeing a financial institution's global market surveillance compliance program across trade and communications monitoring. This position suits experienced compliance leaders seeking to drive strategic improvements in surveillance controls, regulatory governance, and risk management across multiple jurisdictions.

Our summary, not State Street Corporation’s wording. The full posting is on their site.

Skills this role names

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What they ask for

Required

  • 10+ years of experience in surveillance, compliance, risk, or control functions at a global financial institution
  • Bachelor's degree
  • Leadership of global surveillance compliance teams and complex regulatory initiatives
  • Deep knowledge of market abuse and conduct risk regulations across major jurisdictions
  • Understanding of trade and communications surveillance methodologies
  • Experience with surveillance technology platforms

Nice to have

  • Advanced degree, legal qualification, or relevant professional certification
  • Experience building or enhancing enterprise surveillance programs in complex, global organizations
  • Familiarity with data governance and model risk considerations
  • Experience supporting multi-jurisdictional regulatory engagements
  • Background across multiple asset classes and transaction/communication monitoring
  • FX or Swap Dealer/Broker Dealer background

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