Listed on AllianceBernstein’s own careers site. You apply with them directly — we never stand between you and the employer.
What this role is
AllianceBernstein is looking for a compliance professional to review electronic communications, monitor trading activity, and investigate surveillance alerts to ensure adherence to regulations and firm policies. This role suits someone with compliance or financial services operations experience who enjoys detailed work, enjoys understanding market conduct risks, and can handle both recurring monitoring processes and urgent escalations.
Our summary, not AllianceBernstein’s wording. The full posting is on their site.
Skills this role names
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What they ask for
Required
- Bachelor's degree
- 2-5 years compliance, surveillance, or related control experience
- Knowledge of compliance monitoring and escalation protocols
- Knowledge of securities markets and trading practices
- Attention to detail and documentation discipline
- Analytical skills and sound judgment
- Written and verbal communication
- Ability to handle confidential information
- Proficiency with Microsoft Office suite
- High ethical standards
- Ability to work independently and collaboratively
- Comfort in fast-paced, deadline-driven environment
Nice to have
- Degree in business, finance, accounting, economics, legal studies, or information systems
- Working knowledge of electronic communications controls
- Working knowledge of employee compliance workflows
- Interest in process improvement and automation
- Experience with data analysis and metrics