Skill
Financial Regulation
Legal and Compliance
Financial regulation is the body of laws and rules governing banks, securities firms, insurers, and other financial institutions to ensure market stability, protect consumers, and prevent systemic risk. It is enforced by agencies such as the SEC, Federal Reserve, and FDIC in the U.S., or equivalent bodies internationally. Regulations cover areas like capital requirements, disclosure obligations, and anti-fraud provisions, and compliance officers within firms ensure adherence.
Open roles requiring Financial Regulation (1)
Supervisory NBE/BE (LGFI Team Lead) w/emphasis in Ops Risk, BIT, and ERM, NB-0570-VII
Office of the Comptroller of the Currency
New York, NY · $199,609 – $311,400
Oversee a team of examiners at a major financial institution, conducting complex risk assessments and examinations focused on operational risk, technology systems, and enterprise risk management. This role suits experienced bank supervisors ready to lead and mentor staff while advising senior management on banking supervision strategy.
Via USAJOBS · Apply there ↗
Related skills
Curated neighbors in the taxonomy, whether or not employers ask for them together.