$148,495 – $174,700
Listed on U.S. Bank’s own careers site. You apply with them directly — we never stand between you and the employer.
What this role is
This role manages regulatory filings and governance documents for investment funds at a major bank, requiring deep expertise in SEC compliance and the Investment Company Act of 1940. It suits experienced compliance professionals or securities attorneys who want to move into a leadership-track position managing complex regulatory projects and teams.
Our summary, not U.S. Bank’s wording. The full posting is on their site.
Skills this role names
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What they ask for
Required
- Juris Doctor or law degree
- Licensed to practice law in applicable jurisdiction
- 8+ years of related experience in investment company regulation or securities compliance
Nice to have
- Demonstrated knowledge of Investment Company Act of 1940 and registered investment company requirements
- Experience managing and leading teams
- Experience with complex project management and cross-functional coordination
- Strong interpersonal and collaboration skills
- Ability to manage multiple concurrent tasks in deadline-driven environment