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Apollo Management

Marketing Compliance Analyst/Associate

Apollo Management

New York, NY · full time · Analyst

$100,000 – $120,000

Listed on Apollo Management’s own careers site. You apply with them directly — we never stand between you and the employer.

What this role is

Apollo seeks an analyst or associate to review marketing materials, investor communications, and external content for compliance with securities regulations and firm policies. This role suits someone with compliance or legal experience in financial services who wants broad exposure to alternative asset management and direct partnerships with business teams.

Our summary, not Apollo Management’s wording. The full posting is on their site.

What they ask for

Required

  • Bachelor's degree or equivalent practical experience
  • 2–6 years of compliance, legal, or regulatory experience in investment advisory, broker-dealer, asset management, or comparable financial institution
  • Working knowledge of U.S. securities laws and regulations for marketing and advertising
  • Strong analytical skills and attention to detail
  • Clear written and verbal communication
  • Ability to manage multiple priorities and meet deadlines

Nice to have

  • Experience reviewing marketing materials for private equity, private credit, real assets, insurance, or registered investment products
  • Familiarity with global marketing considerations and non-U.S. regulatory frameworks
  • Experience with marketing review workflow systems like Red Oak
  • FINRA Series 7 and/or Series 24 licenses or willingness to obtain
  • Ability to translate regulatory requirements into practical business guidance

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