$110,000 – $125,000
Listed on TPG Inc.’s own careers site. You apply with them directly — we never stand between you and the employer.
What this role is
TPG's broker-dealer compliance team is seeking an associate to oversee fundraising and capital markets compliance, including marketing review, regulatory filings, and policy development. This role suits someone with financial services compliance experience who wants to work across a global alternative asset management firm.
Our summary, not TPG Inc.’s wording. The full posting is on their site.
What they ask for
Required
- 4+ years of professional compliance experience in financial services
- Written and verbal communication skills
- Attention to detail and problem-solving ability
- Ability to work independently and in teams
Nice to have
- Familiarity with the Advisers Act and FINRA rules
- FINRA Series 7 and Series 24 licenses