$110,000 – $125,000
Listed on TPG Inc.’s own careers site. You apply with them directly — we never stand between you and the employer.
What this role is
TPG's broker-dealer compliance team seeks an associate to oversee fundraising and capital markets activities, designing and implementing policies to meet regulatory obligations. This role suits someone with financial services compliance experience who can work cross-functionally with business and legal teams.
Our summary, not TPG Inc.’s wording. The full posting is on their site.
What they ask for
Required
- 3+ years compliance experience in financial services
- Strong written and verbal communication skills
- Attention to detail and independent problem-solving
- Ability to work collaboratively in a team environment
Nice to have
- Familiarity with the Advisers Act and FINRA rules
- FINRA Series 7 and Series 24 licenses (or willingness to obtain within six months)