SC
$150,009 – $292,300
Via USAJOBS, the federal government’s official jobs site, retrieved October 28, 2026. You apply through the official announcement on USAJOBS.
What this role is
This role oversees examination teams at the SEC's Division of Examinations, reviewing how investment advisers, broker-dealers, and other financial entities comply with securities law. You'll lead audits, direct staff, produce findings reports, and help develop examination tools and processes for a federal regulatory agency.
Our summary, not Securities and Exchange Commission’s wording. The full posting is on their site.
Skills this role names
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What they ask for
Required
- One year at GS/SK-13 level or equivalent
- Experience auditing or examining broker-dealers, clearing agencies, transfer agents, municipal advisers, investment advisers, investment companies, or self-regulatory organizations
- Experience preparing examination reports and findings
- Experience leading teams with mixed professional backgrounds
- Experience identifying emerging risks in financial institutions and markets