Skill
FINRA Series 7 - General Securities Representative
Certifications and Credentials
The Series 7 is a securities license exam administered by FINRA (Financial Industry Regulatory Authority) that qualifies individuals to sell a broad range of securities products, including stocks, bonds, options, and mutual funds. It is typically required for stockbrokers and registered representatives working at broker-dealer firms in the United States, and must be sponsored by a FINRA member firm to sit for the exam. Holding it demonstrates competency in securities regulations, investment products, and suitability requirements.
Open roles requiring FINRA Series 7 - General Securities Representative (1)
BSA/AML Officer
CoinDesk
Full-time · New York, NY · $175,000 – $215,000
Bullish seeks a BSA/AML Officer to establish and lead compliance programs for its regulated US digital asset trading business, overseeing Bank Secrecy Act, anti-money laundering, and sanctions compliance across spot, derivatives, and tokenized securities operations. This role suits compliance professionals with financial crime or regulatory experience who want to shape compliance infrastructure at a major crypto exchange during a period of industry growth.
Listed on CoinDesk’s careers site · Apply there ↗
Roles that use FINRA Series 7 - General Securities Representative
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