# FINRA Series 7 - General Securities Representative

Skill · Certifications and Credentials

Canonical page: https://career.thegoodapps.co/skills/finra-series-7-general-securities-representative

The Series 7 is a securities license exam administered by FINRA (Financial Industry Regulatory Authority) that qualifies individuals to sell a broad range of securities products, including stocks, bonds, options, and mutual funds. It is typically required for stockbrokers and registered representatives working at broker-dealer firms in the United States, and must be sponsored by a FINRA member firm to sit for the exam. Holding it demonstrates competency in securities regulations, investment products, and suitability requirements.

## Roles that use FINRA Series 7 - General Securities Representative

- [Compliance Officer](https://career.thegoodapps.co/occupations/compliance-officer) — 1

Related skills: [Securities Trading](https://career.thegoodapps.co/skills/securities-trading), [Financial Sales](https://career.thegoodapps.co/skills/financial-sales)

## Open roles requiring FINRA Series 7 - General Securities Representative (1)

- [BSA/AML Officer](https://career.thegoodapps.co/jobs/88e895b9-8001-4fb0-b0dd-a2f1162afae4/bsa-aml-officer-at-coindesk) at [CoinDesk](https://career.thegoodapps.co/organizations/coindesk) — Full-time, New York, NY, $175,000 – $215,000