# Compliance - Control Room, Analyst

Hiring organization: [TPG Inc.](https://career.thegoodapps.co/organizations/tpg-inc)

Canonical page: https://career.thegoodapps.co/jobs/ba37effb-8507-487b-9540-2f460ed3bc9a

Listed on TPG Inc.'s own careers site. Applications go to them directly.

- Seniority: Junior
- Location: New York, NY

## Summary

This role involves managing compliance and conflict-of-interest controls across a global investment firm, overseeing restricted lists, information barriers, and escalations to keep the firm aligned with regulatory requirements. It suits someone with financial compliance experience who is detail-oriented and comfortable navigating complex regulatory frameworks across multiple business units.

_Our summary, not TPG Inc.'s wording._

## Skills named

Microsoft Excel, Microsoft PowerPoint

## Required

- Bachelor's degree
- 1+ years of compliance experience in financial industry
- Strong organizational skills and attention to detail
- Excellent written and oral communication
- Experience in fast-paced environments with strict deadlines
- Proficiency in Microsoft Excel and PowerPoint
- Complete FINRA SIE within 9 months of hire

## Nice to have

- Knowledge of Investment Management and Private Funds industry
- Familiarity with Investment Advisers Act of 1940
- Knowledge of SEC/FINRA regulations

Apply on TPG Inc.'s site: https://job-boards.greenhouse.io/tpgcareers/jobs/7792788003