# 1940 Act Regulatory Administration Manager

Hiring organization: [U.S. Bank](https://career.thegoodapps.co/organizations/u-s-bank)

Canonical page: https://career.thegoodapps.co/jobs/b862a3f4-93b4-42f0-ab2e-977614b2c274

Listed on U.S. Bank's own careers site. Applications go to them directly.

- Seniority: Senior
- Salary: 148495 – 174700 USD per year

## Summary

This role manages regulatory filings and governance documents for investment funds at a major bank, requiring deep expertise in SEC compliance and the Investment Company Act of 1940. It suits experienced compliance professionals or securities attorneys who want to move into a leadership-track position managing complex regulatory projects and teams.

_Our summary, not U.S. Bank's wording._

## Skills named

Regulatory Compliance

## Required

- Juris Doctor or law degree
- Licensed to practice law in applicable jurisdiction
- 8+ years of related experience in investment company regulation or securities compliance

## Nice to have

- Demonstrated knowledge of Investment Company Act of 1940 and registered investment company requirements
- Experience managing and leading teams
- Experience with complex project management and cross-functional coordination
- Strong interpersonal and collaboration skills
- Ability to manage multiple concurrent tasks in deadline-driven environment

Apply on U.S. Bank's site: https://usbank.wd1.myworkdayjobs.com/en-US/US_Bank_Careers/job/New-York-NY/XMLNAME-1940-Act-Regulatory-Administration-Manager_2026-0021107-1