# Compliance - Broker-Dealer, Associate

Hiring organization: [TPG Inc.](https://career.thegoodapps.co/organizations/tpg-inc)

Canonical page: https://career.thegoodapps.co/jobs/a7e9cdd9-7460-4fe1-b39e-4a5e471b3a71

Listed on TPG Inc.'s own careers site. Applications go to them directly.

- Seniority: Associate
- Location: New York, NY
- Salary: 110000 – 125000 USD per year

## Summary

TPG's broker-dealer compliance team seeks an associate to oversee fundraising and capital markets activities, designing and implementing policies to meet regulatory obligations. This role suits someone with financial services compliance experience who can work cross-functionally with business and legal teams.

_Our summary, not TPG Inc.'s wording._

## Required

- 3+ years compliance experience in financial services
- Strong written and verbal communication skills
- Attention to detail and independent problem-solving
- Ability to work collaboratively in a team environment

## Nice to have

- Familiarity with the Advisers Act and FINRA rules
- FINRA Series 7 and Series 24 licenses (or willingness to obtain within six months)

Apply on TPG Inc.'s site: https://job-boards.greenhouse.io/tpgcareers/jobs/7811856003