# AO/Compliance Associate

Hiring organization: [AllianceBernstein](https://career.thegoodapps.co/organizations/alliancebernstein)

Canonical page: https://career.thegoodapps.co/jobs/76edd86a-064d-49ec-aa33-1c3f8e235950

Listed on AllianceBernstein's own careers site. Applications go to them directly.

- Seniority: Mid
- Location: Nashville, TN

## Summary

AllianceBernstein is looking for a compliance professional to review electronic communications, monitor trading activity, and investigate surveillance alerts to ensure adherence to regulations and firm policies. This role suits someone with compliance or financial services operations experience who enjoys detailed work, enjoys understanding market conduct risks, and can handle both recurring monitoring processes and urgent escalations.

_Our summary, not AllianceBernstein's wording._

## Skills named

Microsoft Copilot, Microsoft Excel, Microsoft Outlook, Microsoft PowerPoint, Microsoft Word

## Required

- Bachelor's degree
- 2-5 years compliance, surveillance, or related control experience
- Knowledge of compliance monitoring and escalation protocols
- Knowledge of securities markets and trading practices
- Attention to detail and documentation discipline
- Analytical skills and sound judgment
- Written and verbal communication
- Ability to handle confidential information
- Proficiency with Microsoft Office suite
- High ethical standards
- Ability to work independently and collaboratively
- Comfort in fast-paced, deadline-driven environment

## Nice to have

- Degree in business, finance, accounting, economics, legal studies, or information systems
- Working knowledge of electronic communications controls
- Working knowledge of employee compliance workflows
- Interest in process improvement and automation
- Experience with data analysis and metrics

Apply on AllianceBernstein's site: https://abglobal.wd1.myworkdayjobs.com/en-US/alliancebernsteincareers/job/Nashville-Tennessee/AO-Compliance-Associate_R0019440-2