# Exam Manager

Hiring organization: [Securities and Exchange Commission](https://career.thegoodapps.co/organizations/securities-and-exchange-commission)

Canonical page: https://career.thegoodapps.co/jobs/6962cd94-921f-4f88-a926-d29327db40d0

Listed on Securities and Exchange Commission's own careers site. Applications go to them directly.

- Seniority: Management
- Location: Los Angeles, CA
- Salary: 150009 – 292300 USD per year

## Summary

This role oversees examination teams at the SEC's Division of Examinations, reviewing how investment advisers, broker-dealers, and other financial entities comply with securities law. You'll lead audits, direct staff, produce findings reports, and help develop examination tools and processes for a federal regulatory agency.

_Our summary, not Securities and Exchange Commission's wording._

## Skills named

Report Writing, Risk Assessment

## Required

- One year at GS/SK-13 level or equivalent
- Experience auditing or examining broker-dealers, clearing agencies, transfer agents, municipal advisers, investment advisers, investment companies, or self-regulatory organizations
- Experience preparing examination reports and findings
- Experience leading teams with mixed professional backgrounds
- Experience identifying emerging risks in financial institutions and markets

Apply on Securities and Exchange Commission's site: https://www.usajobs.gov/job/890055300